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New NSLLC Securities Disclosure


July 22, 2011 (Compliance Bulletin) –NSLLC has updated the securities disclosures to be placed on all business cards and stationery for NSLLC RRs and IARs. Please begin using the applicable updated securities disclosures on all business cards, stationery (letterhead, fax cover sheets, emails), prospecting letters, websites, and advertising or sales literature.

1. NSLLC RR Required Securities Disclosure (Except CT) Securities offered through Nationwide Securities, LLC., member FINRA, SIPC. DBA Nationwide Advisory Services, LLC. in AR, CA, FL, IL, NY, TX and WY. Representative of Nationwide Life Insurance Company, affiliated companies and other companies.
2. NSLLC RR Required Securities Disclosure (CT Only) Securities offered through Nationwide Securities, LLC., 500 Enterprise Drive, Suite 2C-100, Rocky Hill, CT 06067, 860-256-2608, member FINRA, SIPC. DBA Nationwide Advisory Services, LLC. in AR, CA, FL, IL, NY, TX and WY. Representative of Nationwide Life Insurance Company, affiliated companies and other companies.
3. NSLLC Combined RR/IAR Required Securities Disclosure (except CT) Securities and Investment Advisory Services offered through Nationwide Securities, LLC., member FINRA, SIPC and a Registered Investment Advisor. DBA Nationwide Advisory Services, LLC. in AR, CA, FL, IL, NY, TX and WY. Representative of Nationwide Life Insurance Company, affiliated companies and other companies.
4. NSLLC Combined RR/IAR Required Securities Disclosure (CT Only) Securities and Investment Advisory Services offered through Nationwide Securities, LLC., 500 Enterprise Drive, Suite 2C-100, Rocky Hill, CT 06067, 860-256-2608, member FINRA, SIPC and a Registered Investment Advisor. DBA Nationwide Advisory Services, LLC. in AR, CA, FL, IL, NY, TX and WY. Representative of Nationwide Life Insurance Company, affiliated companies and other companies.

Email Disclosure


Securities offered through Nationwide Securities, LLC., member FINRA, SIPC. DBA Nationwide Advisory Services, LLC. in AR, CA, FL, IL, NY, TX and WY.

Representative of Nationwide Life Insurance Company, affiliated companies and other companies. Representatives of Nationwide Securities, LLC may only conduct business with residents of the states in which it is properly licensed and/or registered. Please note that not all of the products and services that may be mentioned are available in every state.

NSLLC RR Required Securities Disclosure (CT Only)
Securities offered through Nationwide Securities, LLC., 500 Enterprise Drive, Suite 2C-100, Rocky Hill, CT 06067, 860-256-2608, member FINRA, SIPC. DBA Nationwide Advisory Services, LLC. in AR, CA, FL, IL, NY, TX and WY.

Representative of Nationwide Life Insurance Company, affiliated companies and other companies. Representatives of Nationwide Securities, LLC may only conduct business with residents of the states in which it is properly licensed and/or registered. Please note that not all of the products and services that may be mentioned are available in every state.
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